The Securities and Exchange Regulator of Cambodia is the government authority in Cambodia responsible for securities market regulation, capital market oversight, and the supervisory framework for listed companies, intermediaries, and public offerings. Its regulatory scope covers market conduct, disclosure standards, licensing, investor protection, corporate governance, compliance monitoring, and enforcement within the securities and exchange sector. This page serves as a central hub for tracking policy updates, regulatory developments, governance measures, and enforcement activities related to Cambodia’s capital markets, securities regulation, and broader financial oversight framework.
SERC granted a securities firm license to PHILLIP CAPITAL (CAMBODIA) PLC to operate as a securities broker in Cambodia's securities sector.
Cambodia SERC opened an online workshop to develop a risk-based supervision framework for the securities sector; the session focused on baseline data review and risk mapping of regulated intermediaries.
Securities and Exchange Regulator of Cambodia reviewed an ADB working plan and inception report for a draft digital assets regulation in Cambodia.
Securities and Exchange Regulator of Cambodia publishes a 2026–2028 rolling action plan outlining multi-year priorities for Cambodia's securities regulation.
SERC led an on-site inspection at the Cambodia Securities Exchange to assess operator compliance and review market development plans in Cambodia's securities sector.
Cambodia SERC and ASEAN partners opened a regional training program to strengthen risk-based supervision in the securities sector.
SERC met with the UKFCA to plan technical assistance for Cambodia securities regulator's pursuit of ordinary membership in IOSCO.
Securities and Exchange Regulator of Cambodia led a working-group meeting to review the E-Flow digital document management system for securities regulation.
SERC held a forum in Cambodia to disseminate FSA first-mandate achievements and outline securities policy priorities focused on digitalization and investor protection.
SERC led a stakeholder meeting in Cambodia to review a draft prakas on approval and management of operations for a future securities market.
© 2026 DG Consulting | All Rights Reserved
If you’re dealing with regulatory, tax, or operational issues in Cambodia, we’re happy to share a quick view based on local practice.
We also publish a daily brief on policy and enforcement developments:
t.me/daguancam