The Securities and Exchange Regulator of Cambodia is the government authority in Cambodia responsible for securities market regulation, capital market oversight, and the supervisory framework for listed companies, intermediaries, and public offerings. Its regulatory scope covers market conduct, disclosure standards, licensing, investor protection, corporate governance, compliance monitoring, and enforcement within the securities and exchange sector. This page serves as a central hub for tracking policy updates, regulatory developments, governance measures, and enforcement activities related to Cambodia’s capital markets, securities regulation, and broader financial oversight framework.
SERC led a review of server operations for the derivatives supervisory IT system in Cambodia's financial infrastructure.
Securities and Exchange Regulator of Cambodia cancels the substitute asset custodian license of ដឹ ហ្វឺស ឆាយណា អ៉ិនវេសមេន អេន ត្រាស ឯ.ក, affecting securities custody arrangements in Cambodia.
SERC removed the Trustee Company License of The First China Investment And Trust Co., Ltd in Cambodia's securities sector, ending the firm's authorized trustee status.
Securities and Exchange Regulator of Cambodia canceled a substitute asset custody license, notifying securities-sector participants in Cambodia of the license removal.
SERC removes the trustee company license of Moogunghwa (Cambodia) Trust Plc in Cambodia's securities sector.
SERC signed an MOU with the International Business Chamber of Cambodia to strengthen corporate governance and establish an accredited director pathway for Cambodia's securities sector.
Cambodia SERC led a delegation to a consultative workshop on the Draft Strategic Plan of Digital Transformation in the non-bank financial sector, advancing regulatory policy coordination for financial digitalization.
SERC co‑chaired an ASEAN WC‑CMD meeting in Phnom Penh to adopt regional tools for sustainable finance and bond market development in Cambodia's capital markets.
Securities and Exchange Regulator of Cambodia granted a specialised trading licence to CIXM Co., Ltd in the securities sector. The action updates the public register of licensed securities firms in Cambodia.
SERC granted a derivatives broker license to CXM Co., Ltd in Cambodia's securities sector.
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