The Securities and Exchange Regulator of Cambodia is the government authority in Cambodia responsible for securities market regulation, capital market oversight, and the supervisory framework for listed companies, intermediaries, and public offerings. Its regulatory scope covers market conduct, disclosure standards, licensing, investor protection, corporate governance, compliance monitoring, and enforcement within the securities and exchange sector. This page serves as a central hub for tracking policy updates, regulatory developments, governance measures, and enforcement activities related to Cambodia’s capital markets, securities regulation, and broader financial oversight framework.
SERC led a virtual consultation with ADB and D2 Legal Technology to prepare a draft FinTech development roadmap for Cambodia's securities sector.
Securities and Exchange Regulator of Cambodia issues Prakas 040 establishing licensing and oversight procedures for securities intermediaries in Cambodia.
Securities and Exchange Regulator of Cambodia notifies that the Non-Bank Financial Services Authority adopted Prakas No. 040 to authorize and supervise introducing agents in Cambodia's securities sector.
SERC led an inter-departmental review in Cambodia of draft regulation for offering tradable fund units in joint investment projects.
Cambodia’s Securities and Exchange Regulator reviewed progress on a supervisory technology system for derivatives trading business oversight. The finance regulation update concerns SERC’s planned SupTech and RegTech infrastructure for monitoring market activity.
Cambodia’s Securities and Exchange Regulator accredited Royal Law Firm and four attorneys to provide legal services in the securities sector. The decision concerns professional accreditation within Cambodia’s capital market regulation framework.
Cambodia’s Securities and Exchange Regulator warned the public that persons soliciting investment deposits were not licensed to conduct securities business. The alert concerns securities regulation, investor protection, and the misuse of official identity through a fake Telegram group.
The Securities and Exchange Regulator of Cambodia discussed futures market development with Alpha Group and partner companies, including company-level MoUs linked to the securities sector.
Cambodia’s Securities and Exchange Regulator announced an invitation-only seminar on real estate investment trust offerings under collective investment schemes. The securities-sector event is scheduled for April 30, 2026, at SERC in the Non-Bank Financial Services Authority building.
Cambodia securities regulator SERC met with the World Bank Group in Washington to discuss derivatives regulation, capacity building, and continued support for capital market development. The talks focused on financial market policy steps linked to sustainable securities sector development in Cambodia.
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