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May 29, 2026

Cambodia Securities Regulation: Draft Prakas on Licensing and Supervision of Securities Financing Businesses

Background

The Securities and Exchange Regulator of Cambodia (SERC) is the national authority responsible for licensing and supervising participants in Cambodia’s securities markets.

A Prakas is an administrative regulatory instrument issued by a ministry or regulator in Cambodia to establish sector-specific licensing and oversight rules. Securities financing activities provide short-term funding and liquidity in capital markets and are commonly subject to licensing and supervisory requirements to manage counterparty and market risks.

Scope of Application

The draft Prakas under discussion addresses licensing and supervisory arrangements for entities conducting securities financing activities in Cambodia. The draft text is intended to set administrative procedures for permitting, oversight, and reporting of firms that undertake securities-backed financing operations under the regulator’s remit.

Key Provisions or Decisions

On 29 May 2026, H.E. Dr. Vin Pheakdey, Deputy Director General of SERC, led a meeting to discuss the draft Prakas on Licensing and Supervision of Securities Financing Businesses. Attendees included deputy directors, heads of division, and officers from the Securities Intermediaries Supervision Department. The meeting reviewed the draft instrument and its language; no adoption date or final decisions were reported in the source post.

Implications for Investors, Businesses, or Compliance

Regulatory instruments that clarify licensing and supervision create a regulatory baseline that affected firms must meet to operate legally. If enacted, implementation of the Prakas would typically require securities financing providers to follow formal licensing procedures and submit to ongoing supervisory reporting and oversight by SERC.

Official Source

Source: Securities and Exchange Regulator of Cambodia Facebook post dated 29 May 2026 — https://www.facebook.com/serc.gov.kh/posts/pfbid0aJijxNQJFtCE7k72cmsnFdMwtLkDe2awT9hbZtrchwFAtE5BiUURdAfvyVtkf1pPl

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