Background
The Securities and Exchange Regulator of Cambodia (SERC) administers licensing and oversight for firms operating in Cambodia’s securities sector as part of its regulatory mandate. The Securities and Exchange Regulator of Cambodia issues licences to firms that operate within the securities sector.
SERC announced the grant of an ‘អាជ្ញាបណ្ណឈ្មួញជើងសាឧបករណ៍និស្សន្ទ’ to the company ស៊ីអិកស៍អិម ឯ.ក (CIXM Co., Ltd.), reporting that 21 companies have received that specific licence to date. SERC also publishes lists of licensed entities on its official website to enable public verification of licence holders.
Scope of Application
The licence referenced in SERC’s notice applies to commercial operators engaged in activities described by the regulator as within the securities sector and to public stakeholders seeking authoritative information on licensed market participants. The announcement targets companies conducting securities-related business in Cambodia and those that consult the regulator’s published registers for compliance or due diligence.
Key Provisions or Decisions
SERC granted the licence identified in Khmer as ‘អាជ្ញាបណ្ណឈ្មួញជើងសាឧបករណ៍និស្សន្ទ’ to ស៊ីអិកស៍អិម ឯ.ក (CIXM Co., Ltd.), with the company’s registered office cited at Vann Office Premises, No.18, 5th Floor, Rooms 5N and 5C, Street 578, Village 13, Sangkat Boeung Keng Kang 2, Khan Toul Kork, Phnom Penh. The regulator’s notice states that a total of 21 firms hold the same class of licence and directs readers to the SERC online list for the full roster of licensed companies.
Implications for Investors, Businesses, or Compliance
The addition of a new licence holder expands the set of entities that SERC recognises as authorised under this licence category, creating an updated public reference for counterparties and compliance officers. Market participants and compliance teams can use the regulator’s published list to confirm a firm’s licence status when conducting counterparty checks or regulatory due diligence.
Official Source
The announcement and the regulator’s published list of licence holders are available from the Securities and Exchange Regulator of Cambodia: https://www.serc.gov.kh/khmer/m52.php?pn=6. SERC also links to its Telegram channel for further notices: https://t.me/sercambodia.
