Background
The Securities and Exchange Regulator of Cambodia (SERC) issues regulatory guidance covering professional qualifications and continuing education for personnel operating in the securities market.
A guideline on training and examinations sets standards for course content, examination procedures, and continuing professional education requirements that apply to securities-sector personnel and training providers.
SERC’s Research, Training, Securities Market Development and International Relations Department participates in the preparation and review of professional education materials and processes for market participants.
Scope of Application
The draft guideline under discussion applies to the organization and administration of training courses, examinations, and continuing professional education programs for individuals working in the securities sector under SERC’s remit. The meeting to discuss the draft took place on 10 July 2026 and was led by H.E. Dr. Vin Pheakdey, Deputy Director General of SERC.
Key Provisions or Decisions
SERC management and officials from the Research, Training, Securities Market Development and International Relations Department convened to review the draft update titled “Training and Examination and Continuing Professional Education Program in Securities Sector.” The stated purpose of the update is to strengthen the efficiency of conducting training, examinations, and continuing professional education in the securities sector.
Implications for Investors, Businesses, or Compliance
The updated guideline is intended to provide a clearer procedural framework for SERC-administered training and examination activities and for continuing professional education obligations for securities personnel. Finalization of the guideline will establish the reference standard that training organizers and market participants will use for professional education under SERC oversight.
Official Source
SERC Facebook post, 10 July 2026: meeting led by H.E. Dr. Vin Pheakdey to discuss the draft updated guideline on “Training and Examination and Continuing Professional Education Program in Securities Sector.” Source: https://www.facebook.com/serc.gov.kh/posts/pfbid0tiP7BasbB5xSus82wJx9Zxzi2Ch6KarezGxWp9U2U6aSdjgVD97QjqDsnyMA6Bpfl
