The Securities and Exchange Regulator of Cambodia is the government authority in Cambodia responsible for securities market regulation, capital market oversight, and the supervisory framework for listed companies, intermediaries, and public offerings. Its regulatory scope covers market conduct, disclosure standards, licensing, investor protection, corporate governance, compliance monitoring, and enforcement within the securities and exchange sector. This page serves as a central hub for tracking policy updates, regulatory developments, governance measures, and enforcement activities related to Cambodia’s capital markets, securities regulation, and broader financial oversight framework.
The Securities and Exchange Regulator of Cambodia (SERC) held consultations on a draft Prakas amendment concerning the Code of Conduct for derivative businesses. This draft aims to improve management, supervision, and transparency, thereby ensuring long-term governance of Cambodia's derivatives market.
This report covers a stakeholder meeting led by the Securities and Exchange Regulator of Cambodia on the draft prakas regarding issuance of equity securities to directors and employees, reflecting regulatory development with long-term reference value for Cambodia’s securities governance framework.
A meeting was held on March 3, 2026, led by the Director General of the Securities and Exchange Regulator of Cambodia to discuss the progress of the Asian Development Bank's technical assistance for developing the government securities market, under the Policy Framework for Development of Government Securities. This milestone update is significant for tracking the implementation of Cambodia’s government bond market development over time.
This briefing records a March 2026 meeting led by the Director General of the Securities and Exchange Regulator of Cambodia involving UNDP and National Social Security Fund representatives. The discussions focused on sustainable bonds and investment mechanisms to develop Cambodia's securities market aligned with long-term climate objectives, supporting future regulatory and market development.
This item reports on the official visit by the National Assembly’s Economic, Financial, Banking and Audit Committee delegation to the Securities and Exchange Regulator of Cambodia, presenting an overview of Cambodia’s securities market development. The visit documents ongoing institutional governance and strategic planning relevant for long-term financial sector policy and regulation reference.
The Securities and Exchange Regulator of Cambodia (SERC) signed a Memorandum of Understanding with GFTN Japan Ltd. to promote fintech innovation, digital transformation in the securities sector, capacity building, and international cooperation. This agreement holds enduring reference value as it documents formal institutional efforts to develop Cambodia's financial technology ecosystem within non-bank financial services regulation.
This notification announces the adoption of Prakas No.019 FSA.BK dated 10 February 2026, establishing the professional code of conduct for fund management companies and their representatives, providing a formal regulatory framework relevant for long-term governance and compliance in Cambodia's financial sector.
Overview of a 2026 meeting led by the Securities and Exchange Regulator of Cambodia on advancing a sustainable sovereign bond framework and thematic bond issuance. This initiative holds long-term reference value as it marks preparatory institutional progress towards international standards for sustainable finance and sovereign debt management in Cambodia.
SERC leadership met with GGGI and UNESCAP to review progress and future plans of the Cambodia Sustainable Bond Accelerator program, supporting sustainable development via the securities market, providing long-term reference to Cambodia’s green finance initiatives.
Announcement of Sub-Decree No. 133, dated 5 February 2026, establishing tax exemption on capital gains from securities sector products, relevant for long-term financial regulatory reference.
© 2026 DG Consulting | All Rights Reserved
If you’re dealing with regulatory, tax, or operational issues in Cambodia, we’re happy to share a quick view based on local practice.
We also publish a daily brief on policy and enforcement developments:
t.me/daguancam
